Fridman Fels & Soto, PLLC’s Securities Litigation and Enforcement Practice focuses on enforcement actions and investigations brought by the SEC, CFTC, FTC, Florida’s OFR and their SROs, including FINRA, Florida’s Department of Business and Professional Regulation, and the National Futures Association, among others. When clients need help navigating inquiries, subpoenas, or investigations issued by these agencies, they turn to us. The Firm’s Securities Practice Group also focuses on criminal enforcement actions and investigations brought by the Department of Justice and has unique expertise dealing with parallel investigations brought by DOJ and regulators at once. The Securities Practice Group also defends executives and companies against shareholder litigation in federal and state court and in matters brought before arbitration panels.