SEC Insider Trading Crackdowns Continue Under New AdministrationDmitriy SmirnovAugust 4, 2025Firm NewsDespite early speculation that regulatory enforcement might soften under the Trump administration, the Securities and Exchange Commission (SEC) has demonstrated a continued—and in some respects, intensified—commitment to insider trading enforcement in 2025. The agency reported a record number of enforcement actions in the first quarter of FY 2025, including several high-profile insider trading cases that signal a clear message: policingFFS Partner Alejandro Soto Quoted in Financial TimesDmitriy SmirnovJuly 23, 2025Firm NewsFINRA Fines Public Investing $350K Over Misleading Influencer Promotions By: Sean Teehan, May 29, 2025 Celebrity-backed brokerage firm faces regulatory scrutiny for unsupervised social media campaigns. Public Investing Penalized for Lack of Oversight Public Investing, a social-first online brokerage supported by celebrities like Tony Hawk and Zoe Saldana, has agreed to pay a $350,000 fine to the Financial Industry RegulatoryWhen a Real Estate Deal Becomes an Unregistered Securities Offering Subject to SEC ScrutinyDmitriy SmirnovMay 30, 2025Firm NewsOffering frauds are among the most common types of enforcement actions brought by the U.S. Securities and Exchange Commission (SEC). Most of these follow a familiar path: someone raises money from investors, promising profits, only for the SEC to later allege the offering involved misstatements—or worse, outright fraud. But before the SEC can even allege fraud, it must first establishWhen the Company Turns on You: Work-Product Doctrine in White Collar InvestigationsDmitriy SmirnovMay 23, 2025Firm NewsImagine this: You’re a mid-level executive at a healthcare company. One morning, there’s a knock at your door. It’s the FBI. You’re informed that you’re the target of a federal investigation into alleged white collar health care fraud—perhaps related to billing practices, kickbacks, or regulatory missteps. The allegations stem from a government probe—one your employer quietly self-reported after conducting anFrom Enforcement to Engagement: How the SEC Is Rethinking Crypto RegulationsDmitriy SmirnovApril 7, 2025Firm NewsOn March 21, 2025, the SEC held its first-ever crypto roundtable, signaling a shift in its approach to digital asset regulation. The event, titled “How We Got Here and How We Get Out – Defining Security Status,” brought together a wide range of voices to examine how crypto assets should be regulated under federal securities laws. For the uninitiated, anPosts navigationOlder posts