Dmitriy Smirnov
August 4, 2025
Firm News

Despite early speculation that regulatory enforcement might soften under the Trump administration, the Securities and Exchange Commission (SEC) has demonstrated a continued—and in some respects, intensified—commitment to insider trading enforcement in 2025. The agency reported a record number of enforcement actions in the first quarter of FY 2025, including several high-profile insider trading cases that signal a clear message: policing

Dmitriy Smirnov
July 23, 2025
Firm News

FINRA Fines Public Investing $350K Over Misleading Influencer Promotions By: Sean Teehan, May 29, 2025 Celebrity-backed brokerage firm faces regulatory scrutiny for unsupervised social media campaigns. Public Investing Penalized for Lack of Oversight Public Investing, a social-first online brokerage supported by celebrities like Tony Hawk and Zoe Saldana, has agreed to pay a $350,000 fine to the Financial Industry Regulatory

Dmitriy Smirnov
May 30, 2025
Firm News

Offering frauds are among the most common types of enforcement actions brought by the U.S. Securities and Exchange Commission (SEC). Most of these follow a familiar path: someone raises money from investors, promising profits, only for the SEC to later allege the offering involved misstatements—or worse, outright fraud. But before the SEC can even allege fraud, it must first establish

Dmitriy Smirnov
May 23, 2025
Firm News

Imagine this: You’re a mid-level executive at a healthcare company. One morning, there’s a knock at your door. It’s the FBI. You’re informed that you’re the target of a federal investigation into alleged white collar health care fraud—perhaps related to billing practices, kickbacks, or regulatory missteps. The allegations stem from a government probe—one your employer quietly self-reported after conducting an

Dmitriy Smirnov
April 7, 2025
Firm News

On March 21, 2025, the SEC held its first-ever crypto roundtable, signaling a shift in its approach to digital asset regulation. The event, titled “How We Got Here and How We Get Out – Defining Security Status,” brought together a wide range of voices to examine how crypto assets should be regulated under federal securities laws. For the uninitiated, an

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