Introduction Defending against insider trading charges is a complex and challenging task that requires a deep understanding of the legal landscape and strategic planning. This post delves into key defense strategies and the evidentiary challenges involved in insider trading cases, providing insights into how legal professionals navigate these intricate cases. Key Defense Strategies One of the primary defenses in insider

Introduction Whistleblowers play a pivotal role in uncovering insider trading activities, often providing the crucial information that leads to investigations and prosecutions. However, the decision to blow the whistle can be fraught with personal and professional risks. This post explores the significant impact of whistleblowers on insider trading cases, the benefits and challenges they face, and the broader implications for

Introduction Insider trading cases frequently capture public attention and serve as critical learning points for legal and financial professionals. Recent high-profile cases have not only highlighted the consequences of illegal trading but have also set important legal precedents. This post examines a notable insider trading case involving a remote worker, the lessons it offers, and its impact on future legal

Introduction Insider trading is a term that often evokes images of financial scandal and corporate malfeasance. At its core, insider trading involves the buying or selling of a publicly-traded company’s stock by someone who has non-public, material information about that stock. While the concept may seem straightforward, the legal landscape surrounding insider trading is complex and nuanced. This guide aims

Recently, the Securities and Exchange Commission (SEC) initiated a 102(e) administrative proceeding against Clark Schaefer Hackett & Co. (“CSH”), a public accounting firm, pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 (“Exchange Act”), and Rule 102(e)(1)(ii) of the Commission’s Rules of Practice.  Rule 102(e)(1)(ii) provides, in pertinent part, that: The Commission may . . .